Compliance Analyst

New York, NY

The Compliance Team at a top Hedge Fund has an immediate opening for a Compliance Analyst role. 

Role and Responsibilities:

• Respond to compliance due diligence questionnaires or complete compliance certifications;
• Assist with preparation and ensuring the timely and accurate filing of all regulatory reports;
• Assist in the review of marketing materials and RFPs;
• Perform daily surveillance of e-communications for the adviser’s personnel;
• Investigate compliance issues as they arise. Escalate issues as appropriate to senior managers;
• Perform general compliance and operational risk related functions as instructed; and Participate in compliance related projects as needed. 

Experience and Qualifications:

• BS/BA required, strong academic standing;
• 0-2 years office experience, in an analytical role preferably;
• Good interpersonal skills and effective writing, analytical, and communication skills.