Assistant Vice President-Compliance

An established consulting and software firm which provides compliance support to investment advisers and private fund advisers. Our clients range from start-ups to large firms with well-established track records and utilize a broad array of investment strategies and styles. Firm’s business lines include: specialized compliance consulting services, our patented compliance software as well as due diligence research and reporting for fund of funds and other institutional investors. Firm has over 180 employees with offices in London, Hong Kong, Malta, NY, Boston and San Francisco.

Firm is currently looking to hire an Assistant Vice President for our San Francisco office. This position will be responsible for helping to provide both SEC registered and unregistered investment advisers with various levels of tailored compliance and regulatory support services. These services range from compliance infrastructure reviews to more proactive monitoring and maintenance of a manager’s compliance program. The AVP will work with various clients to provide a high level of service and pro-active support.

The ideal candidate must have a minimum of three years of experience in the private fund compliance field with experience handling regulatory issues under the Investment Advisers Act of 1940. Relevant paralegal experience considered. A Bachelor’s degree is strongly preferred; a JD is not required. Candidate must be extremely detail oriented and have exceptional client service focus and follow-up skills; ability to work well in a team environment; excellent written and oral communication skills are also required.